Turning the Page: Highlights of the SEC’s Division of Examination’s 2021 Priorities

March 8, 2021

On March 3, 2021, the U.S. Securities and Exchange Commission Division of Examinations—formerly the Office of Compliance Inspections and Examinations—released its 2021 Examination Priorities.

The 2021 Priorities generally retain perennial risk areas as the Division’s core focus, but do include several new and emerging risk areas reflecting broader policy shifts under new SEC leadership.

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