U.S. Regulation of the International Securities and Derivatives Markets
Click on the links below to access individual sections.
- Highlights
- About the Authors
- Preface
- Guide to Locating Relevant Forms, Statutes, Rules and Regulations
- Chapter 1: Statutory and Regulatory Framework
- Chapter 2: Key Considerations for a Foreign Company Accessing the U.S. Capital Markets for the First Time
- Chapter 3: The U.S. Public Offering Process for Foreign Issuers
- Chapter 4: Foreign Issuer Disclosure in the U.S. Public Securities Market
- Chapter 5: Corporate Governance and Similar Requirements Applicable to Reporting Foreign Private Issuers
- Chapter 6: Certain Requirements Relating to Directors, Officers and Major Shareholders of Foreign Private Issuers that Are Public Companies in the United States
- Chapter 7: Private Offerings in the United States by Foreign Issuers
- Chapter 8: Financings Outside the United States
- Chapter 9: Tender Offers, Repurchases of Equity Securities, Liability Management, Business Combinations
- Chapter 10: Selected Practical Issues in Cross-Border Offerings
- Chapter 11: Enforcement of the U.S. Securities Laws
- Chapter 12: Categorization and Regulation of Securities
- Chapter 13: The U.S.-Canadian Multijurisdictional Disclosure System
- Chapter 14: Foreign and Foreign-Owned Broker-Dealers
- Chapter 15: Foreign Investment Companies
- Chapter 16: Foreign and Foreign-Owned Investment Advisers
- Index