U.S. Regulation of the International Securities and Derivatives Markets

Download the entire 12th edition here, or click on the links below to access individual sections. 

• Highlights
• About the Authors
• Preface
• Guide to Locating Relevant Forms, Statutes, Rules and Regulations
• Chapter 1: Statutory and Regulatory Framework
• Chapter 2: Key Considerations for a Foreign Company Accessing the U.S. Capital Markets for the First Time
• Chapter 3: The U.S. Public Offering Process for Foreign Issuers
• Chapter 4: Foreign Issuer Disclosure in the U.S. Public Securities Market
• Chapter 5: Corporate Governance and Similar Requirements Applicable to Reporting Foreign Private Issuers
• Chapter 6: Certain Requirements Relating to Directors, Officers and Major Shareholders of Foreign Private Issuers that Are Public Companies in the United States
• Chapter 7: Private Offerings in the United States by Foreign Issuers
• Chapter 8: Financings Outside the United States
• Chapter 9: Tender Offers, Repurchases of Equity Securities, Liability Management, Business Combinations
• Chapter 10: Selected Practical Issues in Cross-Border Offerings
• Chapter 11: Enforcement of the U.S. Securities Laws
• Chapter 12: Categorization and Regulation of Securities
• Chapter 13: The U.S.-Canadian Multijurisdictional Disclosure System
• Chapter 14: Foreign and Foreign-Owned Broker-Dealers
• Chapter 15: Foreign Investment Companies
• Chapter 16: Foreign and Foreign-Owned Investment Advisers
• Index