46th Annual Securities Regulation Institute

January 28, 2019


Coronado, California

Cleary Gottlieb partner Jeff Karpf participated at Northwestern Law’s 46th Annual Securities Regulation Institute.

Jeff was the session chair of the panel, “Capital Markets for Reporting Companies: 25 Things You Need to Know,” which discussed the following topics:

  • What to think about for follow-on offerings
  • Shelf registration: hidden issues
  • SEC Staff changes to processing registration statements: how they will make a difference
  • Challenges from incorporating Exchange Act disclosures into prospectuses

For more information about the event, visit the website.