47th Annual Securities Regulation Institute

January 27, 2020


Coronado, California

Cleary Gottlieb partner Jeff Karpf participated in Northwestern Law’s 47th Annual Securities Regulation Institute.

Jeff was the session chair of the panel, “Capital Markets for Reporting Companies,” which discussed the following topics:

  • Dual-class structures and recapitalizations for IPOs
  • Market stand-offs, lockups, and hedging
  • Director, officer, and employee trading - 10b5-1 plans, Rule 144 issues, blackout periods, and insider lists
  • Preparing for follow-on offerings and block trades, and developments in debt offerings

For more information about this event, visit the website.