PLI’s Private Placements and Hybrid Securities Offerings 2021

April 19, 2021


Overview

Webinar

Cleary Gottlieb partner Nicolas Grabar will participate in PLI’s Private Placements and Hybrid Securities Offerings 2021 event. Topics will include:

  • Basic framework relating to exempt offerings, including Section 4(a)(2) and Regulation D
  • Changes to accredited investor definition
  • The bad actor rule and practical implications
  • Guidance from the SEC Staff on “general solicitation” and “pre-existing substantive relationships”
  • Resales of restricted securities; secondary sales of securities of privately held companies and private secondary markets
  • Pre-IPO private placements and late-stage or “cross-over” private placements
  • Special considerations for broker-dealers, investment advisers, and funds engaged in exempt offerings
  • Amendments to Rule 701, enforcement matters, and other updates affecting Rule 701
  • How to structure, document, and execute a: private placement to institutional investors; PIPE transaction; Rule 144A offering; 4(a)(2) debt private placement; at-the-market offering; and confidentially marketed public offering (“CMPO”)

For more information, visit the event website.