PLI’s Securities Law and Practice 2018 – How the SEC Works

October 15, 2018

Overview

New York, New York

Cleary Gottlieb partner Adam Fleisher spoke at PLI’s Securities Law and Practice 2018 – How the SEC Works.

Adam was on a panel, “Laying the Groundwork – The Basics of the SEC and Securities Laws.” Topics included:

  • Origins of the SEC and the Federal Securities Laws
  • Interaction between the Federal and State Securities Laws
  • The Interaction of the SEC with Other Regulators
  • How the SEC Speaks 

For more information about the event, visit the website.