PLI’s Securities Law and Practice 2019: How the SEC Works
October 17, 2019
New York, New York
Cleary Gottlieb partner Adam Fleisher participated in PLI’s Securities Law and Practice 2019: How the SEC Works.
Adam spoke on the panel, “Inside the SEC – How the SEC Works,” which discussed:
- What are the different roles and responsibilities of the SEC’s operating divisions?
- What work is done in the SEC’s regional offices versus the SEC’s headquarters?
- Who reviews corporate disclosures?
- How is the SEC’s enforcement program structured?
For more information about the event, visit the website.