PLI’s Securities Law and Practice 2019: How the SEC Works

October 17, 2019

Overview

New York, New York

Cleary Gottlieb partner Adam Fleisher participated in PLI’s Securities Law and Practice 2019: How the SEC Works.

Adam spoke on the panel, “Inside the SEC – How the SEC Works,” which discussed:

  • What are the different roles and responsibilities of the SEC’s operating divisions?
  • What work is done in the SEC’s regional offices versus the SEC’s headquarters?
  • Who reviews corporate disclosures?
  • How is the SEC’s enforcement program structured?

For more information about the event, visit the website.