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Another Step Towards Federal AML Obligations for Investment Advisers
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SEC Approves Amendments to Enhance Disclosure of Order Execution Information
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FinCEN Tries Again . . . to Impose AML Requirements on Investment Advisers
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SEC Adopts New Rules Broadening Dealer Registration Requirements
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CFTC Publishes Proposed Guidance on Futures Exchanges’ Listings of Voluntary Carbon Credits
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CFTC Proposes Amendments to Margin Requirements for Uncleared Swaps