Caleb Robertson’s practice focuses on civil litigation and enforcement matters.
Caleb represents financial institutions, securities trading firms, investment managers, and public companies in matters before government regulators and self-regulatory organizations, as well as in related civil litigation. He has also represented clients in a variety of complex civil litigations.
Caleb joined the firm in 2021. Before joining Cleary, Caleb was an associate at a leading U.S. law firm, where his practice focused on civil litigation and government investigations and enforcement.
Notable Experiences
Civil Litigation
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The CEO of Ripple Labs Inc. in litigation against the SEC in the U.S. District Court for the Southern District of New York
Enforcement
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A cryptocurrency platform in connection with multiple government investigations
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A large financial institution in connection with an investigation by a U.S. regulator related to its smart order router system
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A large financial institution in connection with an investigation by a U.S. regulator related to its compliance with Regulation Best Interest
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A Canadian investment firm and individual executives in connection with an SEC investigation into its compliance with Regulation SHO